Executive Vice President, Head of Direct Client Investments
Carolyn is Head of Direct Client Investments and a member of the Management Committee. She also sits on the Fixed Income Investment Committee and Tactical Asset Allocation Committee and directs and manages portfolios for high net worth individuals.
Carolyn was a co-founder and a Managing Principal of Samson Capital Advisors LLC. Samson was a privately-owned investment management firm that was founded in 2004 by senior investment professionals from OFFITBANK, Goldman Sachs, and JPMorgan. Prior to its acquisition by Fiera Capital, Samson managed over $7 billion in assets in customized fixed income for affluent families and their foundations, endowments and corporations. Carolyn was a member of the Management Committee, and the Chairman of the Principals Meeting, She was also a Portfolio Manager and served as a member of the Investment Committee.
Prior to Samson, Carolyn was a cofounder of OFFITBANK, which in 2002 after the firm’s merger with Wachovia, was restructured and changed to OFFIT Investment Group. At Wachovia, Carolyn was a Senior Vice President and the Senior Managing Director of OFFIT Investment Group. In this role, she led the firm’s 25 person Tax Sensitive Fixed Income management team; while in this role, the OFFIT three municipal funds achieved and maintained Morningstar 5 star ratings. Prior to OFFITBANK’s purchase by Wachovia, Carolyn was responsible for the firm’s high net-worth investment group and was a member of the Management Committee. She was integrally involved in the management and analysis of taxable and tax-exempt portfolios and managed OFFITBANK’s New York Municipal Bond Fund, which achieved a Morningstar 5 star rating during the five years that Carolyn managed the account. Carolyn was on the firm’s investment strategy committee and portfolio review committee. She represented OFFITBANK as a trustee on various fiduciary accounts and worked extensively with clients on asset allocation and manager selection decisions.
From 1978 to 1983 she was associated with Julius Baer Securities, Oppenheimer Capital Corporation and Equitable Life Assurance as a portfolio manager, investment analyst and quantitative analyst. At Equitable, she was a senior team member in the restructuring of a multi-billion dollar Taft-Hartley Fund.
She currently serves as a Trustee of Fordham University and serves on the Finance/Investment and Audit Committees. She has served on the boards of the Cathedral School of St. John the Divine and Marymount College. Carolyn is presently on the boards of Mutual of America Funds, Inc., and Market Street Trust Company. She is a member of The Economic Club of New York.
Carolyn received an MS Degree from the Columbia School of Social Work in 1977 and an MBA from Columbia University in 1978. Carolyn graduated from Marymount College in 1968 and was a social worker for the state of New Jersey from 1968 to 1975. She is also a CFA charterholder.